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FACT SHEET
NYU-POLY AFFILIATION/MERGER
Background
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As a result of the sale of NYU’s Heights Campus and the closing of its School
of Engineering and Science, in 1973 NYUSES and the then-Polytechnic Institute
of Brooklyn (PIB), merged to form the Polytechnic Institute of New York (later
renamed Polytechnic University).
In 2004, NYU and Poly agreed to an exchange of graduate enrollments, and
had a set of very preliminary discussions about a merger between the two
institutions.
In 2007, NYU and Poly revived the discussions.
In Aug. 2007:
o The Executive Committee of Poly’s Board of Trustees authorized Poly’s
leadership to continue discussions with NYU to create a framework for
affiliation and integration.
o A communication was sent to the NYU community from John Sexton
and David McLaughlin informing them of the renewed talks about a
possible merger.
In July 2008, Poly renamed itself the Polytechnic Institute of NYU, in
recognition of the formal affiliation between the two schools.
In Oct. 2012:
o The Board of Trustees of NYU and the Board of Trustees of NYU-Poly
voted for the institutions to undertake the final set of steps necessary to
complete the merger and make NYU-Poly NYU’s school of engineering.
o A communication was sent from Martin Lipton, Ralph Alexander, John
Sexton, and David McLaughlin to the NYU and NYU-Poly communities
informing them of this decision.

Key Issues Propelling Affiliation/Merger
For NYU-Poly
• Strengthen its ability to recruit students with interest in science, technology,
engineering, and mathematics from the culturally rich and ethnically diverse
student population of New York, the nation and around the world.
• Better prepare science, engineering and technology students, both
undergraduate and graduate, to compete in the global economy as
professional practitioners, inventors and entrepreneurs by integrating in-depth
engineering education with management, medicine, social sciences, and
humanities.
• Enhance NYU-Poly’s ability to attract and retain leading faculty who will
educate and engage NYU-Poly’s students.
• As part of a major research university, provide access for NYU-Poly’s students
to a much broader range of academic and research programs, including
opportunities to study at NYU’s global locations.
• Expand NYU-Poly’s role in applied science, engineering and technology
research by joining with the substantial mathematical, science, and medical
research programs at NYU.
• Share resources for operational efficiency and improvement.
• In addition, NYU-Poly’s financial sustainability is expected to be strengthened
from expanding mostly in graduate enrollments and the related revenues that
stem from NYU’s national and global reputation as a Tier I university.

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For NYU
• Re-establish engineering and technology as strategically important disciplines
within a comprehensive research university.
• Offer new opportunities for NYU students to enroll in applied science,
engineering, and technology programs and courses, to better prepare them to
compete in the 21st century global economy.
• Continue to support and increase NYU’s commitment to student diversity.
• Facilitate collaborative research and technology commercialization in such
areas as urban sciences, medical science and health care delivery, and
information technology.
• Infuse the inventive, innovative and entrepreneurial character of NYU-Poly’s
vision and heritage into the sciences, liberal arts, and professional schools of
NYU.

Progress at NYU-Poly
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Fall to Spring retention has increased over 5 percentage points since fall 2007
– to 96.9%
Admissions:
o Applications have increased 103% since fall 2007
o Geographic diversity has increased dramatically: in 2007, students
came from 15 states and five countries; today they come from 31 states
and 19 countries. The percentage of students from outside New York
State has risen by 20 percentage points.
o SAT scores for first-time FT undergraduates have increased 145 points
since fall 2007 – to 1320
Research funds awarded have increased by over 30% since fall 2007 – to
$20.1M
The six-year graduation rate has increased by 15 percentage points since fall
2007 – to 62%
Success with major faculty hires, including:
o Steve Koonin
o Ted Rappaport
o Claudio Silva
o Juliana Freire
o Jonathan Viventi
o Justin Cappos
o Enrico Bertini
o Katherine Isbister
o Andrew Nealen

Summary of Outreach and Consultation
For NYU-Poly
Between Aug. 2007 and Apr. 2008:
• Eight “town hall” meetings were held for faculty and staff to discuss the
Agreement.
• Five town hall meetings were held with students.
• Two open meetings were held with alumni via telephone.
• A 20-person Merger Advisory Committee was formed, representing all
constituencies with the merger negotiating team. This group met 11 times until
final approval of the Agreement by the Polytechnic Board.
• Frequent meetings were held between the elected leadership of the faculty
and with the senior management team to discuss faculty issues.

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Three full faculty meetings were held to obtain input and answer questions
relating to the affiliation.
Several in-person meetings were held with the alumni leadership and the
Board Chair and the President, plus several telephone discussions.
The Speaker of the Faculty (elected faculty leader) attended two meetings of
the Polytechnic Board (October 10, 2007 and February 7, 2008).
The President and the Immediate Past-President of the Alumni Association
attended the Board meetings and Board workshops in their capacity as nonvoting Advisory Trustees.
A web site (Merger Central) was created and maintained up-to-date to keep
all constituencies informed.
The Fall 2007 issue of CABLE, the quarterly alumni magazine mailed to
28,000 members, featured a comprehensive review of the proposed affiliation
and merger.
E-mails were sent to the 7,000 alumni with known email addresses further
explaining the reasons and advantages of the agreement, and soliciting input
on issues of concern.
Jerry Hultin visited with alumni groups across the country including New
Jersey, Northern California, Florida, the District of Columbia and Connecticut.
E-mail commentary and questions regarding the proposed affiliation and
integration were invited via Merger Central.

Since 2012:
• Oct. 2012 – Following the Oct. 2012 Board authorizations, several town hall
meetings were hosted for students, faculty, and staff about moving forward
with final steps necessary to make NYU-Poly NYU’s school of engineering.
• Oct. 2012 – Provost presentation to the faculty
• Oct. 2012 – Provost presentation to the Polytechnic Institute Alumni
Association
• Dec. 2012/Feb. 2013 – Provost hosted additional town hall meetings for faculty
and student discussions

For NYU
• Oct. 2004 – memo to the entire NYU community about discussions with Poly
about a possible affiliation
• Aug. 2007 – memo to the entire NYU community about agreement with Poly
to explore a merger between the two universities that would make Poly
engineering school of NYU
• Oct. 2007 – Provost makes a presentation to the faculty at CIMS
• Oct. 2007 – Provost makes a presentation to the FSC Faculty Forum
• Oct. 2007 – President reports on developments with Poly at University Senate
meeting
• Nov. 2007 – As part of the Report of the President, the president noted that
the integration of Poly was proceeding smoothly and the Boards of both
institutions had approved moving forward with a merger with the long range
goal of Polytechnic becoming NYU’s school of engineering. 	&#13;  
• Dec. 2007 – President reports to the University Senate that the merger
discussion with Poly is proceeding smoothly	&#13;  
• Feb. 2008 – Provost makes presentation to the Undergraduate Academic
Affairs Committee about affiliation with NYU Poly
• Feb. 2008 – The FSC reported to the University Senate that the FSC and its
committees had been examining the merger with Poly
• Mar. 2008 – President reports that Poly Trustees voted by a super-majority to
approve a merger with NYU; that NYU’s trustees had authorized NYU to enter

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into a definitive agreement, with an initial affiliation stage with Poly and later
Poly becoming a school of NYU
Apr. 2008 – As part of the Report of the President, the president gave an
update on the partnership between NYU and Poly to the University Senate,
indicating that moving forward with an agreement with Poly awaited
completion of due diligence by an NYU team and approval by the NYS Dept of
Education and the Board of Regents. He noted that faculty collaborations had
started, and joint teams were looking at student services, library and IT
resources, joint majors, etc.
Apr. 2008 – The University Senate Committee on Organization and
Governance, as part of a report on issues of representation, indicated that it
would continue its discussions on issues of representation as the University
proceeded with its affiliation with Poly
Nov. 2008 – Provost asks the Undergraduate Academic Affairs Committee to
consider the impact on review the flow of students between NYU and Poly
Nov. 2008 – NYU-Poly President Jerry Hultin makes presentation at NYU
University Senate meeting
Feb./Mar. 2009 – Provost provides and update on progress on NYU-Poly
affiliation to Faculty Advisory Committee on Academic Priorities
Mar. 2009 – NYU-Poly President, NYU-Poly Associate Provost of Research and
NYU-Poly Associate Provost of Graduate Education make a presentation to
the NYU Dean for Sciences Board of Advisors
Apr. 2009 – Dianne Rekow, then provost of NYU-Poly, makes a presentation to
the Undergraduate Academic Affairs Committee on new developments and
Poly, joint research projects, and integration. Committee agrees to have a
Poly faculty member join for the following academic year to address Polyrelated questions
Oct. 2009 – Provost’s letter to faculty includes comments on NYU-Poly
progress
Feb. 2011 – NYU-Poly President makes a presentation to the NYU Deans
Oct. 2011 – The Undergraduate Curriculum Advisory Committee, led by Sr. Vice
Provost Matthew Santirocco, discussed a proposal for a STEM studies minor,
which would include Poly courses
Feb. 2012 – UCAC recommends proposal for the minor (now called Science
and Society) to the Provost
Aug. 2012 – NYU-Poly President makes a presentation to the NYU Deans
Nov. 2012 – NYU-Poly Provost makes presentation to NYU Senate Academic
Affairs Committee as well as the NYU University Senate
Dec. 2012 – NYU and NYU-Poly merger team makes presentation to the NYU
Fiscal Officers Forum
Dec. 2012 – NYU-Poly Provost makes presentation to NYU Student Senators
Council and the faculty of CIMS
Feb. 2013- NYU-Poly Provost makes presentations to the NYU Graduate
Commission and the NYU Undergraduate Curriculum Advisory Committee
Mar. 2013 – NYU-Poly Provost has discussions with the NYU Faculty Senators
Council (via FSC designee)

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